Hot Topics in Securities and Commodities Regulation and Enforcement

Join us for a webinar examining key developments in securities and commodities enforcement and regulation. We will highlight recent activity from the SEC, CFTC, and DOJ, including trends in enforcement priorities, emerging risk areas, and notable cases shaping the current landscape. The program will also address evolving regulatory expectations around digital assets, market structure, and compliance obligations. Attendees will gain practical insights to help assess risk and navigate an increasingly complex enforcement environment.

Moderator

Kip Randall, Partner

Presenters

Jeff Le Riche, Partner
Sarah Razaq Sallis, Partner

Who Should Attend

In-house counsel, compliance and regulatory professionals, and executives responsible for legal, risk, or compliance functions. This program is particularly relevant for organizations operating in or interacting with the securities, commodities, derivative instruments, financial services, prediction markets, and digital asset sectors, as well as those navigating federal enforcement and regulatory oversight.

Continuing Education Credit

This program is pending approval for Colorado, Illinois, Iowa, Kansas, Minnesota, Missouri, Nebraska, Pennsylvania, Tennessee, Texas, and Wisconsin continuing legal education credit.

Did you miss the webinar?

The webinar recording is available after the event date. Simply register using this on-demand link to access the recorded program.